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Head of Risk and Compliance
Andrew Lynn is responsible for risk and compliance at Amati and is leading on the implementation of MiFID II legislation across the firm. Andrew studied both Music and English to postgraduate level and holds the CISI Certificate in Global Financial Compliance, the CISI Certificate in Investment Operations, the CISI Certificate in Risk in Financial Services and the CFA UK Investment Management Certificate. Prior to joining Amati he worked as a professional trumpet player and held the position of Principal Trumpet of the Orchestra of Scottish Opera.
Risk and Compliance Manager
Ruth Duguid joined Amati in 2017. Prior to taking a career break to raise her family, Ruth worked in the private legal sector in both Glasgow and Edinburgh. Having qualified as a solicitor in Scotland specialising in the area of Property Finance, she went on to qualify as a solicitor in England and Wales and from there moved on to the area of Knowledge Management. Ruth remains a non practising member of both The Law Society of Scotland and The Law Society.